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Corey Davis of Darien really hit the books when it was time to study for the Series 7. While he was working in the industry and everything was fresh in his mind, he wanted to make sure the test was going to be a breeze. The following are the topics he made sure he studied closely, prior to the test: Collateralized Mortgage Obligation (CMO) – CMOs are a type of mortgage-backed security. Defensive Investment Strategy – A conservative strategy of investing so that the risk of losing principal is minimal. Corey Davis of Darien designs portfolios to protect the client in the event of market fluctuations. Direct Participation Program (DPP) – This lets investors experience the tax benefits in certain kinds of investments. Many of these programs have become restricted under tax legislation, but Corey Davis of Darien knows there are still ways to benefit. Growth Stock – These are stocks that are expected to grow at an above-average rate in the market. Corey Davis of Darien says that many technology company stocks fall into this category. Liquidity Risk – This is when investors cannot buy or sell a stock quickly enough to minimize a loss. Oftentimes, Corey Davis of Darien has learned, this affects only smaller securities. Still, it can affect larger investments if there is enough of a panic. No Par Value Stock – According to Corey Davis of Darien, this is stock that is issued without a specific par value. Some companies find this beneficial as they can set higher prices in the future, and have less liability to their shareholders if the stock decreases. U.S. Treasury – As Corey Davis of Darien knowns, the U.S. Treasury was created in 1798 and was responsible for issuing all Treasury bonds, notes and bills. Many branches of government still operate under the treasury, such as the IRS and the U.S. Mint. Corey Davis of Darien knew all of these terms in detail as he prepared for the Series 7 exam. He also made it a priority to set aside the time to study each day. He created flash cards with the above terms, as well as detailed notes in his books. Corey Davis of Darien also knew when he needed to take breaks as there was much information to absorb. He would get up from his desk and go for a quick walk around the block to refresh and refocus for the next chapter of information. http://www.dummies.com/how-to/content/series-7-exam-for-dummies-cheat-sheet.html
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